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Is ASIC Using Its’ Powers Of Enforcement And Prosecution Effectively Regarding Directors To Adequately Protect Companies And The Public?
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This 16 page paper looks at the duties of directors of Australian firms and the way that the Australian Securities and Investment Committee (ASIC) enforce compliance of the directors with the relevant regulations and legislation. The duties of the directors and including case law and legislation is considered, the role of the ASIC and the way that it uses its power to gain compliance and take punitive actions against breaches. The bibliography cites 20 sources.
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Pages:
16
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Filename:TS14_TEregASIC.rtf |
Paper Title:
Is ASIC Using Its’ Powers Of Enforcement And Prosecution Effectively Regarding Directors To Adequately Protect Companies And The Public?
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